WASHINGTON (Reuters) – An official at the U.S. Securities and Exchange Commission broke ranks with other commissioners and voted against granting BNP Paribas a waiver to continue operating several investment advisory units in the United States.
Kara Stein, a Democratic SEC...
Exclusive: SEC official dissented on BNP Paribas waiver
Wednesday, July 2, 2014
Exclusive: SEC official dissented on BNP Paribas waiver
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